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SEC Proposes Crowdfunding Rules
via scalefinance

Source: Melanie Waddell, ThinkAdvisor Washington Bureau Chief Investment Advisor Magazine The rules would ‘permit crowdfunding to begin,’ said SEC Chairwoman Mary Jo White The Securities and Exchange Commission voted unanimously October...
Advisors: Young Investors Appear to be Listening
via lifehealth

Gen Y is most hungry for high-tech tools, but majority turn to family and friends for advice 2013 NEW YORK–(BUSINESS WIRE)–A majority of young adults surveyed change their savings and spending habits after seeking financial advice, despite...
American Portfolios Develops DOL Committee to Address Impending Fiduciary Rule
via tribune

HOLBROOK, NY—(Marketwired – March 10, 2016) – Â American Portfolios Financial Services, Inc. (APFS), a privately–held, independent broker/dealer that services financial advisors across the country, has formed a committee in response to the Department...
New Fiduciary Rule’s Applicability Date Approaches. Are You Ready to Comply?
via iireporter

(Image credit: Adobe Stock.) Recent actions by the US Department of Labor (DOL) are causing insurance and other financial services brokers to rethink their business models and how they communicate with their customers. That’s because the DOL recently...
Cetera Financial Group Completes Development of Comprehensive Retirement Plan Solutions Platform for Advisors
via military-technologies

LOS ANGELES, March 15, 2016 /PRNewswire/ -- Cetera Financial Group® (Cetera), a leading network of independent broker-dealer firms, announced today that it is finished developing the core of its comprehensive retirement plan solutions platform for financial...

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