Stockbrokerfraud.com

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  • May 2014 Ponzi Scheme Roundup
    via theponzibook.blogspot

    Posted by Kathy Bazoian Phelps Below is a summary of the activity reported for May 2014. The reported stories reflect: 9 guilty pleas or convictions in pending cases; over 95 years of newly imposed sentences for Ponzi schemers; at least 9 newly discovered...

  • The Federal Arbitration Act and Access to Justice: Will Recent Supreme Court Decisions Undermine the Rights of Consumers...
    via nasaa

    WRITTEN STATEMENT OF  MIKE ROTHMAN  COMMISSIONER OF THE MINNESOTA DEPARTMENT OF COMMERCE  ON BEHALF OF THE  NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION (NASAA)  BEFORE THE  SENATE JUDICIARY COMMITTEE ...

  • Deep Capture Files Major Lawsuit Against the SEC
    via deepcapture

    I have filed a  lawsuit against the Securities and Exchange Commission (SEC), which previously failed to respond adequately to my Freedom of Information Act (FOIA) requests seeking SEC documents related to the SEC’s various investigations (and failure...

  • Wall Street's Secret Pension Swindle?
    via pensionpulse.blogspot

    David Sirota of Salon reports on Wall Street’s secret pension swindle: In the national debate over what to do about public pension shortfalls, here’s something you may not know: The texts of the agreements signed between those pension funds...

  • Investors Now Shopping at the ‘You Store’
    via lifehealth

    FINRA Releases Enhanced Version of BrokerCheck December 2, 2013- WASHINGTON–(BUSINESS WIRE)–The Financial Industry Regulatory Authority (FINRA) announced today that it has released an enhanced version of BrokerCheck that allows investors...

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