Ce Council. Implementation and ongoing operation of the Securities Industry Continuing Education Programs and the Maintaining Qualifications...
Ce Council. Implementation and ongoing operation of the Securities Industry Continuing Education Programs and the Maintaining Qualifications...
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First Read Pounds for Kids and £aughs For Kim The sold out Futures For Kids annual IDX Gala Dinner raised over £120,000 on Wednesday evening, with this year’s “man in a skirt” Simon Puleston Jones topping £5,000. The event also featured an auction of...
Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing and Urban Affairs Securities, Insurance, and Investment Subcommittee “The JOBS Act...
By Marcia S. Wagner Esq., The Wagner Law Group Almost a year after being proposed and after public hearings and thousands of comment letters, the U.S. Department of Labor (“DOL”) has finalized its regulation redefining and broadening the meaning of...
inserted note: Some subtitles could be: DO YOU REALLY WANT THIS WOMAN AS PRESIDENT, WHO DECORATED THE WHITE HOUSE CHRISTMAS TREE WITH "CONDOMS" ??? SANTA ISN'T ALWAYS WHO YOU MIGHT THINK IT IS.. THE SANTA WHO CAME TO SEE "JON BENET" LEFT HER VERY...
I have filed a lawsuit against the Securities and Exchange Commission (SEC), which previously failed to respond adequately to my Freedom of Information Act (FOIA) requests seeking SEC documents related to the SEC’s various investigations (and failure...
SOCRATES is an international, refereed (peer-reviewed) and indexed scholarly hybrid open-access journal in Public Administration a...
MiniWrites – A hub for your creative projects!
A hub for your creative projects!
The Ontario Securities Commission is an independent Crown agency that regulates Ontario’s capital markets by making rules that hav...
As of July 1, 2016, Continuing Education will no longer be offered through Testing Centers. For more details read the Information Notice 5/16/16. As of January 4, 2016, the S101 Regulatory Element Pro...
SUBJECT: AMENDMENTS TO RULES 431 AND 726 THAT EXPAND THE SCOPE OF ELIGIBLE PRODUCTS FOR THE CUSTOMER PORTFOLIO MARGINING PILOT On July 14, 2005, the Securities and Exchange ...
Resources The Firm Element Advisory documents from previous years may be accessed by clicking the "Council Publications" link to the left.
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